In Principle: Key Things Authorised Firms Need to Know for 2022
Including
- The SFDR and the Taxonomy Regulation: Key Developments and What Firms Can Expect
in the Coming Year - New UK Sustainability Disclosure Rules
- Proposed UK Sustainable Product Labels
- New UK Prudential Regime for Investment Firms
- AIFMD Review
- Changes to EU and UK Short Selling Regulations
- Market Abuse - Continued Focus on Remote Working and Surveillance of Market Conduct
- Enforcement Statistics: A Comparison of FCA and SEC Enforcement Activity
- FCA Policy Statement on New Decision Making Process
- Non-Financial Misconduct and Fitness and Properness
- Anti-Money Laundering
- Key Cases and Enforcement Round-up
Authors
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