Recent SEC Risk Alert Puts ESG Investing at the Forefront

Apr 22, 2021

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A recent Risk Alert issued by the Securities and Exchange Commission’s Division of Examinations examined investment advisers, registered investment companies and private funds engaged in environmental, social, and governance (ESG) investing. As investor demand for ESG data grows, investment firms must integrate compliance personnel into their ESG practices and put their ESG disclosures into action.

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