Supreme Court Hears Argument in Spokeo, a Case That Could Impact Many Statutory-Damages Class Actions

Nov 23, 2015

Reading Time : 3 min

The case arises from a lawsuit that Thomas Robins filed against Spokeo, Inc., alleging that Spokeo had willfully violated the Fair Credit Reporting Act (FCRA) by posting inaccurate information about Robins on its website.  Spokeo and various amici emphasized the enormous ramifications of allowing so called “no injury” suits like Robins’ to proceed:  if a plaintiff need show only a statutory violation, without any inquiry concerning individualized harm, class actions seeking statutory damages would loom large.  As Justice Ginsburg put it, “the brief suggests that the real danger of allowing this kind of action is that it -- it will be brought on behalf of a class, and you could get millions of plaintiffs and billions of dollars.” 

Oral argument focused on three main issues: (1) whether the right to sue over “a bare violation of a federal statute” is sufficient; (2) what proving a violation of the FCRA requires; and (3) whether the Court could craft a ruling holding that Robins had standing, even if other plaintiffs might not.

First, a majority of the Court seemed uncomfortable holding that a “bare violation” was sufficient.  Chief Justice Roberts, in particular, pressed Robins’ counsel on whether a plaintiff could bring an action for statutory damage if a company publishes false information about you “but you have no injury whatever.”  Justice Alito, concerned about “quintessential speculative harm,” wondered whether there was “anything here to indicate that anybody other than Mr. Robins ever did a search for him.”  And Justice Scalia hypothesized “a statute that says everybody has a right to sue for exorbitant expenditures by the Department of Defense,” which he thought “clearly would not be allowable.”  Justices Kagan and Breyer (at least) seemed similarly skeptical. 

Second, perhaps in response to the Court’s skepticism, Robins’ counsel spent much of the argument contending that the FCRA could be construed narrowly.  Counsel stressed that “every lower court to reach [the] question has held that” the FCRA provision at issue “requires falsity of an allegation.”  It is not enough, in other words, that certain statutorily required procedures were violated, unless false information about a plaintiff resulted.  Justice Breyer suggested that the statute would have to be construed that way “in order to save the constitutionality of the statute” in general.  But Justice Scalia thought it “impossible to read [the statute] that way because it’s simply not true.”  “You could fail to -- to follow the procedures” required by statute, he reasoned, “and still come up with accurate information.”   

Third, several members of the Court, including Justice Breyer, asked whether it was enough that Robins had suffered an injury in fact, even if that would not be true of all FCRA plaintiffs.  The Chief Justice objected, “that’s not what the Ninth Circuit based its decision on.  The Ninth Circuit says he had standing by virtue of the alleged violations of his statutory rights, without respect to whether there was harm to his employment process or related anxiety.”  Justice Kagan thought the Ninth Circuit’s opinion was “not a good” one, but suggested that it was narrower than the Chief Justice had suggested.  Justice Sotomayor pointedly asked counsel for Spokeo, “[s]o are we ruling on the outcome or are we ruling on the reasoning?” 

Although it is always difficult to predict the outcome of a case based on oral argument, the tea leaves indicate that the Court is not likely to hold that a bare violation of a federal statute is sufficient to demonstrate an “injury in fact.”  If the Court finds standing here, it will probably do so based on the dissemination of false information about Robins.  That result might stretch the scope of the question presented, but if oral argument is any guide, it seems far more likely than five Justices finding standing in response to the question posed.               

Share This Insight

Previous Entries

Deal Diary

June 27, 2024

On June 24, 2024, the U.S. Securities and Exchange Commission (SEC) published five new Form 8-K Compliance and Disclosure Interpretations (C&DIs) expanding the agency’s interpretations of cybersecurity incident disclosures pursuant to Item 1.05 of Form 8-K. In July 2023, the SEC adopted final rules with respect to cybersecurity incidents that generally require public companies to disclose (i) material cybersecurity incidents within four business days after determining the incident was material and (ii) material information regarding their cybersecurity risk management, strategy and governance on an annual basis. We wrote about the final cybersecurity disclosure rules here.

...

Read More

Deal Diary

February 12, 2024

The Securities and Exchange Commission (SEC) recently adopted final rules (available here; also see the fact sheet and press release) representing significant changes to  special purpose acquisition companies (SPACs), shell companies and the disclosure of projections. These rules aim to enhance disclosures, protect investors and align the regulatory framework for SPACs with traditional IPOs. The following summarizes the key aspects of these rules.

...

Read More

Deal Diary

October 4, 2023

On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) issued a final rule amending the so-called “Names Rule” (found here) that is “designed to modernize and enhance” protections under Rule 35d-1 of the Investment Company Act of 1940. The final rule is part of the SEC’s holistic efforts to regulate environmental, social and governance (ESG) matters, and is the SEC’s latest attempt to curb greenwashing in U.S. capital markets. The amendments require registered investment funds that include ESG factors in their names to place 80% of their assets in investments corresponding to those factors, thereby extending to ESG funds the SEC’s long-standing approach of regulating the names of registered funds to ensure they are marketed to investors truthfully. Fund complexes with more than $1 billion in assets will have two years from the final rule’s effective date (60 days after publication in the Federal Register) to comply, while fund complexes with less than $1 billion in assets will be given a compliance period of 30 months.

Chair Gary Gensler said “[t]he Names Rule reflects a basic idea: A fund’s investment portfolio should match a fund’s advertised investment focus. In essence, if a fund’s name suggests an investment focus, the fund in turn needs to invest shareholders’ dollars in a manner consistent with that investment focus. Otherwise, a fund’s portfolio might be inconsistent with what fund investors desired when selecting a fund based upon its name.” The sole dissenting vote against the rule modification, Commissioner Mark Uyeda, said “[w]ith these amendments, the Commission overemphasizes the importance of a fund’s name, as if to suggest that investors and their financial professionals need not look at the prospectus disclosures.” Commissioner Uyeda also expressed concern that fund investors will bear the increased compliance costs associated with the rule change.

...

Read More

Deal Diary

May 31, 2023

As discussed in our prior publication (found here), the Securities and Exchange Commission (SEC) adopted amendments on December 14, 2022, regarding Rule 10b5-1 insider trading plans and related disclosures. On May 25, 2023, the SEC issued three new compliance and disclosure interpretations (C&DIs) relating to the Rule 10b5-1 amendments.

...

Read More

Deal Diary

May 24, 2023

On May 15, 2023, the Eastern District of California ruled that California Assembly Bill No. 979 (“AB 979”) violates the Equal Protection Clause of the U.S. Constitution’s Fourteenth Amendment and 42 U.S.C. § 1981. As enacted, California’s Board Diversity Statute, required public companies with headquarters in the state to include a minimum number of directors from “underrepresented communities” or be subject to fines for violating the statute. AB 979 defines a “director from an underrepresented community” as “an individual who self-identifies as Black, African American, Hispanic, Latino, Asian, Pacific Islander, Native American, Native Hawaiian, or Alaska Native, or who self-identifies as gay, lesbian, bisexual, or transgender.”

...

Read More

Deal Diary

May 9, 2023

Update: On October 31, 2023, the Fifth Circuit granted the US Chamber of Commerce's petition for review of the SEC's share repurchase disclosure rules, holding that the SEC acted arbitrarily and capriciously in violation of the Administrative Procedure Act. The court directed the SEC to correct the defects within 30 days of the opinion. On December 1, 2023, the SEC informed the Fifth Circuit that it was unable to correct the rule's defects within 30 days of the opinion. On December 19, 2023, the Fifth Circuit vacated the SEC’s share repurchase disclosure rules.

...

Read More

Deal Diary

April 12, 2023

We have released our 2023 ESG Survey which includes a collection of reports reflecting on significant ESG themes and trends from 2022, as well as what we believe to be key developments for 2023.

...

Read More

Deal Diary

February 6, 2023

As companies begin preparing for the 2023 proxy season, we note that Institutional Shareholder Services Inc. (ISS) and Glass Lewis, the leading providers of corporate governance solutions and proxy advisory services, issued updated benchmark policies (proxy voting guidelines), which can be found here and here, respectively. The updated proxy voting guidelines generally focus on board accountability and oversight considerations and address topics such as climate accountability, board diversity, shareholder rights, corporate governance standards, executive compensation and social issues. What follows is a summary of the proxy voting guidelines published by ISS and Glass Lewis for the 2023 proxy season.

...

Read More

© 2024 Akin Gump Strauss Hauer & Feld LLP. All rights reserved. Attorney advertising. This document is distributed for informational use only; it does not constitute legal advice and should not be used as such. Prior results do not guarantee a similar outcome. Akin is the practicing name of Akin Gump LLP, a New York limited liability partnership authorized and regulated by the Solicitors Regulation Authority under number 267321. A list of the partners is available for inspection at Eighth Floor, Ten Bishops Square, London E1 6EG. For more information about Akin Gump LLP, Akin Gump Strauss Hauer & Feld LLP and other associated entities under which the Akin Gump network operates worldwide, please see our Legal Notices page.