Supreme Court Significantly Narrows Reach Of Patent Venue Statute

May 23, 2017

Reading Time : 2 min

The Supreme Court’s Decision. TC Heartland arose out of a patent infringement action brought by Kraft Foods against TC Heartland, a corporation organized under Indiana law and headquartered in Indiana. Kraft sued in Delaware federal court, and TC Heartland argued that Indiana federal court was the proper venue. The district court concluded that the case should stay in Delaware, and the Federal Circuit agreed because personal jurisdiction could be asserted over TC Heartland in Delaware.

Focusing on the text of Section 1400(b) (and its predecessor statutes) as interpreted in its prior decisions, the Supreme Court reversed. It reasoned that the original 1893 patent-specific venue statute—requiring that suit be brought in the district (i) where the defendant was an “inhabitant,” or (ii) where the defendant both maintained a “regular and established place of business” and committed an act of infringement—“alone . . . control[led] venue in patent infringement proceedings.” Section 1400(b), enacted in 1948, changed “inhabitant” to “resides.” However, in Fourco Glass Co. v. Transmirra Products Corp., 353 U.S. 222 (1957), the Court clarified that “resides” still refers to the place of incorporation and that the general venue provision’s more expansive definition of corporate residence (found at 28 U.S.C. § 1391(c)) does not affect the patent-specific scope of Section 1400(b). In view of that historical context and precedent, the Court held that none of the more recent amendments to the general venue statute supports the Federal Circuit’s determination that Congress expanded the meaning of “resides” for purposes of Section 1400(b) beyond the State of incorporation.

In a footnote, the Court expressly declined to address the implications of its ruling on foreign corporations.

Practical Impact. The upshot of the Supreme Court’s ruling is that patentees can no longer claim for venue purposes that a domestic-corporation defendant “resides” wherever personal jurisdiction can be established. That presumably will curtail patent litigation in certain popular venues (such as the Eastern District of Texas), while increasing patent filings in the District of Delaware, where more than half of publicly traded U.S. companies are incorporated.

Because the “resides” language has been the primary ground on which plaintiffs have based proper venue for their suits, all commentators agree that the Court’s new construction of that term will have a venue-narrowing effect. The ultimate extent to which forum shopping in particular judicial districts will be curbed, however, may depend on the interpretation of the second prong of Section 1400(b), which makes venue proper “where the defendant has committed acts of infringement and has a regular and established place of business.” As such, increased attention will likely be devoted to fleshing out not only the contours of the statutory language, but also the particular business contacts of a domestic corporation in a particular judicial district.

In anticipation of a shift in patent venue law, some plaintiffs have already started to include or supplement their complaints with lengthy paragraphs about defendants’ actions within the judicial district where suit was filed. In pending cases where venue was based on a now-abrogated notion of corporate residence and not challenged in a motion to dismiss, courts may need to grapple with a threshold procedural question about whether the argument under TC Heartland was “available to the party but omitted from its earlier motion” under Federal Rule of Civil Procedure 12. Short of outright dismissal, courts may also be faced with a wave of transfer motions.

Share This Insight

Categories

Previous Entries

Deal Diary

June 27, 2024

On June 24, 2024, the U.S. Securities and Exchange Commission (SEC) published five new Form 8-K Compliance and Disclosure Interpretations (C&DIs) expanding the agency’s interpretations of cybersecurity incident disclosures pursuant to Item 1.05 of Form 8-K. In July 2023, the SEC adopted final rules with respect to cybersecurity incidents that generally require public companies to disclose (i) material cybersecurity incidents within four business days after determining the incident was material and (ii) material information regarding their cybersecurity risk management, strategy and governance on an annual basis. We wrote about the final cybersecurity disclosure rules here.

...

Read More

Deal Diary

February 12, 2024

The Securities and Exchange Commission (SEC) recently adopted final rules (available here; also see the fact sheet and press release) representing significant changes to  special purpose acquisition companies (SPACs), shell companies and the disclosure of projections. These rules aim to enhance disclosures, protect investors and align the regulatory framework for SPACs with traditional IPOs. The following summarizes the key aspects of these rules.

...

Read More

Deal Diary

October 4, 2023

On September 20, 2023, the U.S. Securities and Exchange Commission (SEC) issued a final rule amending the so-called “Names Rule” (found here) that is “designed to modernize and enhance” protections under Rule 35d-1 of the Investment Company Act of 1940. The final rule is part of the SEC’s holistic efforts to regulate environmental, social and governance (ESG) matters, and is the SEC’s latest attempt to curb greenwashing in U.S. capital markets. The amendments require registered investment funds that include ESG factors in their names to place 80% of their assets in investments corresponding to those factors, thereby extending to ESG funds the SEC’s long-standing approach of regulating the names of registered funds to ensure they are marketed to investors truthfully. Fund complexes with more than $1 billion in assets will have two years from the final rule’s effective date (60 days after publication in the Federal Register) to comply, while fund complexes with less than $1 billion in assets will be given a compliance period of 30 months.

Chair Gary Gensler said “[t]he Names Rule reflects a basic idea: A fund’s investment portfolio should match a fund’s advertised investment focus. In essence, if a fund’s name suggests an investment focus, the fund in turn needs to invest shareholders’ dollars in a manner consistent with that investment focus. Otherwise, a fund’s portfolio might be inconsistent with what fund investors desired when selecting a fund based upon its name.” The sole dissenting vote against the rule modification, Commissioner Mark Uyeda, said “[w]ith these amendments, the Commission overemphasizes the importance of a fund’s name, as if to suggest that investors and their financial professionals need not look at the prospectus disclosures.” Commissioner Uyeda also expressed concern that fund investors will bear the increased compliance costs associated with the rule change.

...

Read More

Deal Diary

May 31, 2023

As discussed in our prior publication (found here), the Securities and Exchange Commission (SEC) adopted amendments on December 14, 2022, regarding Rule 10b5-1 insider trading plans and related disclosures. On May 25, 2023, the SEC issued three new compliance and disclosure interpretations (C&DIs) relating to the Rule 10b5-1 amendments.

...

Read More

Deal Diary

May 24, 2023

On May 15, 2023, the Eastern District of California ruled that California Assembly Bill No. 979 (“AB 979”) violates the Equal Protection Clause of the U.S. Constitution’s Fourteenth Amendment and 42 U.S.C. § 1981. As enacted, California’s Board Diversity Statute, required public companies with headquarters in the state to include a minimum number of directors from “underrepresented communities” or be subject to fines for violating the statute. AB 979 defines a “director from an underrepresented community” as “an individual who self-identifies as Black, African American, Hispanic, Latino, Asian, Pacific Islander, Native American, Native Hawaiian, or Alaska Native, or who self-identifies as gay, lesbian, bisexual, or transgender.”

...

Read More

Deal Diary

May 9, 2023

Update: On October 31, 2023, the Fifth Circuit granted the US Chamber of Commerce's petition for review of the SEC's share repurchase disclosure rules, holding that the SEC acted arbitrarily and capriciously in violation of the Administrative Procedure Act. The court directed the SEC to correct the defects within 30 days of the opinion. On December 1, 2023, the SEC informed the Fifth Circuit that it was unable to correct the rule's defects within 30 days of the opinion. On December 19, 2023, the Fifth Circuit vacated the SEC’s share repurchase disclosure rules.

...

Read More

Deal Diary

April 12, 2023

We have released our 2023 ESG Survey which includes a collection of reports reflecting on significant ESG themes and trends from 2022, as well as what we believe to be key developments for 2023.

...

Read More

Deal Diary

February 6, 2023

As companies begin preparing for the 2023 proxy season, we note that Institutional Shareholder Services Inc. (ISS) and Glass Lewis, the leading providers of corporate governance solutions and proxy advisory services, issued updated benchmark policies (proxy voting guidelines), which can be found here and here, respectively. The updated proxy voting guidelines generally focus on board accountability and oversight considerations and address topics such as climate accountability, board diversity, shareholder rights, corporate governance standards, executive compensation and social issues. What follows is a summary of the proxy voting guidelines published by ISS and Glass Lewis for the 2023 proxy season.

...

Read More

© 2024 Akin Gump Strauss Hauer & Feld LLP. All rights reserved. Attorney advertising. This document is distributed for informational use only; it does not constitute legal advice and should not be used as such. Prior results do not guarantee a similar outcome. Akin is the practicing name of Akin Gump LLP, a New York limited liability partnership authorized and regulated by the Solicitors Regulation Authority under number 267321. A list of the partners is available for inspection at Eighth Floor, Ten Bishops Square, London E1 6EG. For more information about Akin Gump LLP, Akin Gump Strauss Hauer & Feld LLP and other associated entities under which the Akin Gump network operates worldwide, please see our Legal Notices page.