Regulatory Minutes with Special Guest
In the latest episode of our OnAir with Akin podcast, we continue our Regulatory Minutes series, hosted by investment management partners Barbara Niederkofler and Jason Daniel, with special guest William Wetmore, an investment management partner in Akin’s San Francisco office.
In this episode, we discuss various regulatory developments and cover topics such as the Internet Adviser Rule, climate disclosure for reporting public companies, enforcement actions related to 13D versus 13G filings and AI washing, legal cases involving settlement agreements in proxy contests and the SEC's case against Coinbase. We also highlight upcoming compliance deadlines, including the shortening of the settlement cycle and the delivery of fund documents.