Kate L. Powers, Counsel, White Collar & Congressional Investigations

Kate L. Powers

Counsel

Areas of Focus

Kate L. Powers, Counsel, White Collar & Congressional Investigations

Kate L. Powers

Counsel

kpowers@akingump.com

Areas of Focus

Save as PDF

Share This Biography

Biography
  • Represents financial institutions, investment funds, corporations, and their key individuals in regulatory investigations and enforcement actions brought by the Department of Justice (DOJ), Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC) and other regulators.
  • Defends clients in civil enforcement proceedings arising under the federal securities and commodities laws.

Kate represents financial institutions, investment funds, corporations, and their key individuals in white collar defense matters, including civil and criminal enforcement proceedings, government investigations, responding to regulatory enquiries, and conducting and advising clients in internal corporate investigations.

Kate has extensive background and experience defending clients facing complex allegations of fraud and market manipulation in civil enforcement actions. She has represented clients before a variety of domestic and international regulators, including the U.S. DOJ, SEC, CFTC, Financial Industry Regulatory Authority (FINRA), Federal Reserve Bank and the U.K. Financial Conduct Authority (FCA).

Kate maintains an active pro bono practice focused on counseling survivors of domestic violence and other crime victims as they navigate criminal proceedings and matters related to immigration law.

Representative Work
  • Representing a former senior rates trader at a prominent financial institution in an CFTC enforcement action alleging market manipulation and other violations.
  • Representing a former executive at a major broker-dealer in an SEC enforcement action arising from alleged undisclosed markups.
  • Representing testifying witnesses in criminal trials in the Southern and Eastern Districts of New York, including insider trading, Foreign Corrupt Practices Act (FCPA), public corruption and racketeering cases.
  • Representing numerous financial institution executives in global DOJ, SEC and CFTC investigations involving allegations of FCPA violations.
  • Conducting internal investigation on behalf of a private equity client regarding alleged fraud, under parallel investigation by the DOJ.
  • Representing pro bono victims of sex trafficking offenses in federal criminal cases.

Education
  • J.D., Cornell Law School, 2013

  • B.A., Cornell University, 2008

Bar Admissions
  • New York

Recognitions
  • Best Lawyers in America, Ones to Watch, Criminal Defense: White-Collar, 2023.
  • Sanctuary for Families, Above & Beyond Pro Bono Achievement Award, 2022.
  • Akin New York Office, Pro Bono Associate of the Year, 2016.
Affiliations and Public Service
  • Leader, Anti-human Trafficking Program, Akin in partnership with Sanctuary for Families

Insights and Achievements

    Publications | Newsletters

    December 18, 2024

    Read More

      Publications | Newsletters

      November 22, 2024

      Read More

        Publications | Newsletters

        October 14, 2024

        Read More

          Publications | Newsletters

          December 18, 2024

          Read More

            Publications | Newsletters

            November 22, 2024

            Read More

              Publications | Newsletters

              October 14, 2024

              Read More

              Related Content

              People

              Distinguished by our areas of focus, as a cohesive and integrated firm, we are defined by the caliber of our work, the responsiveness of our service and a culture that is rooted in collaboration and forward-thinking.

              We Also Recommend

              Loading...
              Loading...
              Loading...
              Loading...