Global Investment Adviser Regulatory

As the funds industry becomes increasingly regulated, investment advisory clients trust our team of highly skilled regulatory and compliance lawyers to provide informed guidance that is tailored to their business and operations.

Our cross-practice team—including funds, regulatory and white-collar lawyers—works seamlessly together with and as an extension of a client’s legal and compliance team to steer the client through an increasingly changing regulatory environment, navigate audits and complex investigations and advise on a wide variety of legal and regulatory matters.

We represent leading funds, as well as their key executives and traders, in regulatory and compliance issues, from navigating through preventative measures to examinations, investigations, and enforcement proceedings arising under securities and commodities laws.